InvestorsHub Logo
Followers 53
Posts 8144
Boards Moderated 0
Alias Born 11/04/2009

Re: davidio post# 42283

Sunday, 03/25/2012 10:54:38 PM

Sunday, March 25, 2012 10:54:38 PM

Post# of 67010
Hi,ok yea my post#41219 to Grizz explaines step by step...This is email they sent me you are better qualified than me on what is going on with L2 you can help with this...GO CGFIA EMAIL>>>>>This is to acknowledge that on 3/19/12 the Market Regulation Department of the Financial Industry Regulatory Authority (FINRA) received the complaint you sent to the FINRA website regarding trading activity in Colorado Goldfields Inc. (CGFIA), particularly on 3/8/12. Please advise if you have any direct first-hand knowledge of the activity described in your correspondence or any other additional information to support your allegations. In any event, we will use the information you provided regarding CGFIA in the scope of our regulatory programs designed to review for member firm and registered representative compliance with federal securities laws and FINRA rules. While the reviews conducted by the Market Regulation Department are confidential and non-public, the staff may contact you if deemed appropriate as it carries out its responsibilities with regard to your complaint.

Thank you for bringing this matter to our attention.



Sincerely,

Patricia A. Clem

Assistant Director

Market Regulation

FINRA

9509 Key West Avenue

Rockville, MD 20850

(240) 386-5105

Pat.clem@finra.org

www.finra.org
Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.