HS3 Technologies Inc. (fka HSTH)

[SeanMarconi]

http://www.sec.gov/news/digest/2011/dig112811.htm

Read 10k: http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=8179496-904-195399&type=sect&dcn=0001062993-11-004047

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

As of September 30, 2011, there were 82,623,836 shares of our common stock outstanding. The following table sets forth certain information known to us with respect to the beneficial ownership of our common stock as of that date by (i) each of our directors, (ii) each of our executive officers, and (iii) all of our directors and executive officers as a group. Except as set forth in the table below,

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there is no person known to us who beneficially owns more than 5% of our common stock. The number of shares beneficially owned is determined under rules of the Securities and Exchange Commission and the information is not necessarily indicative of beneficial ownership for any other purpose. Under such rules, beneficial ownership includes any shares as to which the individual has the sole or shared voting power or investment power and any shares which the individual has the right to acquire within 60 days of September 30, 2011 through the exercise of any stock option or other right. Unless otherwise noted, we believe that each person has sole investment and voting power (or shares such powers with his or her spouse) with respect to the shares set forth in the following table:


Name and Address of Beneficial Owner Amount and Nature of
Beneficial Ownership(1) Percent of
Class (1)
Mark Lana
1800 Boulder Street, Suite 600
Denver, CO 80211 7,018,578

8.49%

Robert A. Morrison
1800 Boulder Street, Suite 600
Denver, CO 80211
15,749,082
19.06%

Chuck Ferris
11612 E. 2 nd Ave
Aurora, CO 80010 2,500,000

3.03%

Michael Yinger
10940 S. Parker Road, Suite 151
Parker, CO 80134 2,373,600(3)

2.87%

Directors and Executive Officers as a group (4 people) 27,641,260 33.45%

William S. Dickey
6130 S. Elm Court
Centennial, CO 80121 22,521,000(2) 27.26%