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Tuesday, 03/13/2012 9:27:23 AM

Tuesday, March 13, 2012 9:27:23 AM

Post# of 87
Kueng also has agreed to the issuance of an administrative order, based on the entry of the permanent injunction against her, barring her from association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization, with a right to reapply for association in a non-supervisory capacity after ten years and barring her from participating in the offering of a penny stock, with the right to apply for re-entry after ten years.

For additional information, please see Litigation Release No. 21249 (October 15, 2009).


SEC Settles With Former Wall Street Professional for Insider Trading Relating to the Acquisition of Jamdat Mobile, Inc.
http://www.sec.gov/litigation/litreleases/2012/lr22284.htm

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