Sunday, March 04, 2012 5:45:33 PM
What you could see is a partial officer bar where John agrees to never hold the title of CFO again. And we now have a superstar as CFO.
"the SEC is fighting hard for the right to file lawsuits it never intends to see through to the end."
http://caveatemptorblog.com/sec-try-cases-settle-lightly/
"The vast majority of enforcement actions filed by the SEC are resolved before coming to trial. In the past year, the SEC went to trial in 19 cases, while filing a record-high 735 enforcement actions. Settlements allow the SEC to spread its limited resources among the largest number of cases, agency officials say."
http://online.wsj.com/article/SB10001424052970204844504577098833058976236.html
"Does the Securities and Exchange Commission suffer from trialphobia?"
"the agency has been defending its policy to settle securities fraud cases"
"The agency has averaged almost 14 trials a year from 2008 to 2010"
http://www.propublica.org/thetrade/item/needed-a-cure-for-a-severe-case-of-trialphobia
"With its allotted budget and staff, the Enforcement Division brought 735 cases last year."
http://www.secmiscellany.com/2011/12/22/defending-the-sec%E2%80%99s-neither-admit-nor-deny-policy
Raw
Research & analysis on some of my favorite stocks is located on the sticky note on the SwingTrade board.
http://investorshub.advfn.com/boards/board.aspx?board_id=1781
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