Thursday, February 16, 2012 5:23:15 PM
That's not entirely true. All one has to do is look at the financials and see violations. But as to reference to actually pointing to violations that caused the DTC LOCK, the DTCC is not being public about that and only informing their members (Brokers, TA, etc.)
But the fact that DTC and many Brokers LOCKED THRA up, gives overwhelmingly indications that there are in fact violations. The DTCC is not just going in the morning and getting out straws to pull for no reason. A TA isn't kicked to the curb for following all the guidelines. They're kicked to the curb for allowing violations of the companies in which they service.
Just because the DTCC is choosing to only "reason" with their members, is not in any way showing that there are not violations, but just the opposite.
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