Reorganization and Dividends From: Message Center Client Services Date: 02/01/12 3:41 PM
Dear Chris Scott,
Thank you for your inquiry. I can confirm that your ballots were received showing that your shares for WAMPQ and WAMKQ have been voted to ______ the plan, and that you DID NOT CHECK THE "OPT OUT" box (thus "opting in" to the plan and granting the releases).
I show that you sold the WAMUQ shares out of the account on 1/9/12. And yes, your shares will be locked. Sorry for any confusion. If you monitor your account online, you will see your shares moved to a non-negotiable position once your ballot has been processed fully. If you have any additional questions, you may contact our Corporate Actions/Dividends team Monday through Friday, from 9 a.m. to 5:30 p.m. ET (excluding market holidays).
Sincerely, Matthew Green Registered Representative Corporate Actions & Dividends Specialist Division of TD Ameritrade Inc.
Strike you should get a similar email, though I inquired with them yesterday about this.
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