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diy_investor

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Re: ponzi_implosion post# 9892

Friday, 01/27/2012 12:33:12 PM

Friday, January 27, 2012 12:33:12 PM

Post# of 40315
It is likely that the sales are short exempt. Types of sales that qualify as short exempt may be found under Rules 201(c) and 201(d) of Regulation SHO.

http://taft.law.uc.edu/CCL/regSHO/rule201.html#c.
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