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Re: ZincFinger post# 36904

Monday, 01/16/2012 11:14:54 AM

Monday, January 16, 2012 11:14:54 AM

Post# of 277244
Uplist and Tier Requirements

NASDAQ Initial Listing Requirements
1. $11M in pretax earnings aggregate for previous 3 fiscal years AND $2.2M in each of the previous 2 fiscal years.
2. $4 bid price.
3. 3 Market Makers
4. $45M market value
5. 2,200 shareholders
http://www.nasdaq.com/about/nasdaq_listing_req_fees.pdf

NYSE Initial Listing Requirements
1. 2,200 shareholders AND 100,000 trading volume for most recent 6 months
2. 1,100,000 publicly held shares
3. Bid price of $4
4. $100M market value
5. Pre-tax earnings of $10M aggregate for previous 3 fiscal years AND $2M minimum in each of 2 fiscal years
OR
If company has changed fiscal year or share structure, filings for the most recent 9 months will satisfy requirements (those filings must go through an SAS 100 review in a public disclosure).
http://nysemanual.nyse.com/lcm/

All The Best

Be careful, most people get burned by penny stocks.

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