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Monday, December 12, 2011 5:45:31 PM
NeoSage on "Therma-Med Inc. (THRA)
"I sent this to the SEC for Clarification,..
How can the DTCC (A Pivate for Profit Company) have the power to Halt trading on a security when it is NOT a regulatory agency and NOT Governmental in structure origin or authority. When A Investor Purchases a Stock from a broker and that broker has market makers, how can the DTC put a "global lock" on a security that a retail broker sells, essentially taking peoples money away from them as the stock now can be nolonger bought or sold, but the Market Makers that also deal with the brokerages are still trading? Is That even Legal? If the MM's are shorting and covering a stock, essentially manipulating it PPS and the General Public who are share holders can not even get out or sell for a loss while the MM's Cellarbox the stock PPS, Doesn't that make the Retail Brokers Complicit With the MM's and the DTCC with regard to the Company Stock That is being affected and the Share Holders that can NOT TRADE because of the SO Called 'Global Lock'?
Signed,
A Concerned Shareholder
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