InvestorsHub Logo
Followers 1516
Posts 35472
Boards Moderated 7
Alias Born 07/12/2004

Re: nodummy post# 2

Saturday, 11/19/2011 9:20:11 PM

Saturday, November 19, 2011 9:20:11 PM

Post# of 21
From the SEC Roundtable on Microcap Securities Frauds there was
consensus among all participants for a repository of information on known or suspected offenders so that all gatekeepers ( Brokers, the DTCC, DTC, Finra, OTC Markets, etcetera ) could access and then file Suspicious Activity Reports ( SARs ).

Persons such as Mattera and numerous other repeat offenders would be detected much sooner when all gatekeepers could access an information and SARs repository data-base.

A necessary board for I-HUB readers, ND!!

To bite the worm of incite is to bite the HOOK of the antagonist . They win .

Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.