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Tuesday, 11/08/2011 8:52:11 AM

Tuesday, November 08, 2011 8:52:11 AM

Post# of 173238
Roman Friedrich III

Mr. Roman Friedrich III has been an investment banker to the mining and metals industries for over 30 years. Mr. Friedrich is the founder and President of Roman Friedrich & Company, an investment banking firm, specializing in mining, metals and other industries mostly in North and South America and Europe, since 1997. Immediately prior to establishing Roman Friedrich & Company, from 1995 to 1997, Mr. Friedrich was the Managing Director at TD Securities Inc. responsible for its global mining M&A business. Early in his career, from 1969 to 1980 he spent ten years at the Chase Manhattan Bank where among other positions he was Vice President for Latin America, President of Chase Manhattan Canada Limited, and Managing Director responsible for North American investment banking. From 1979 to April 1991 he was a partner at Burns Fry, a Managing Director at First Chicago and a partner at Wood Gundy. In 1991 he was a founding partner of the New York office of Lancaster Financial Corporation (a firm specializing in mergers and acquisitions). Mr. Friedrich holds a BA from Rutgers University, New Jersey. He was Managing Director, Mining and Metals, of McNicoll Lewis & Vlak, a New York based broker dealer from September 2010 to September 2011. Mr. Friedrich is currently a director of Windstorm Resources Inc. since March 2011 (TSX-V); director of Zincore Metals Inc. since June 2009 (Toronto Stock Exchange); director of Axiom Gold and Silver Corp. (OTCBB) since June 2011; Member of the Independent Review Committees of the family of Canadian closed end mutual funds and exchange traded funds managed by Claymore Investments Inc. since 2006 (Toronto Stock Exchange); Trustee of the Guggenheim Strategic Opportunity Fund since 2010 (NYSE); Trustee of the Guggenheim Build America Bonds Trust since 2010 (NYSE); Trustee of Claymore Exchange Traded Trust 1 and Trust 2 since 2010 (NYSE); and Trustee and director of Guggenheim Equity Strategy Fund (formerly Claymore Dividend & Income Fund) since 2003 (NYSE). Mr. Friedrich served as CEO and a director of GFM Resources Limited (2005 to 2010), a NEX listed company and director of StrataGold Corporation (2003 to 2009) and Gateway Gold Corp. (2004 to 2008), which both traded on the Toronto Stock Exchange but have since ceased reporting.

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