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Saturday, November 05, 2011 12:14:22 AM
Mr. MacPhail practiced for four years with Holland & Hart, LLP between 2005 and July 2009. Previously, he served with the SEC for thirteen years in various positions of increasing responsibility. He was a Deputy Assistant Director of the SEC's Denver Regional Office (DRO) from January 2000 through August 2005. He previously served in the DRO as an attorney and Branch Chief between 1993 and 1997, and in the Division of Enforcement in Washington, D.C. as an attorney and Senior Counsel between 1991 and 1993. While at the SEC, he supervised enforcement investigations of, or litigated, a broad range of matters involving public company reporting and disclosure, investment companies and investment advisers, broker-dealer regulation and supervision, securities offering registration and exemption, Internet fraud, stock manipulation, and insider trading.
Before joining the SEC in 1991, Mr. MacPhail was a staff attorney with both the Federal Trade Commission’s Bureau of Consumer Protection, and the Office of Chief Staff Counsel, U.S. Court of Appeals for the D.C. Circuit.
More here: http://www.hro.com/attorneys/view/386
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