InvestorsHub Logo
Followers 0
Posts 66
Boards Moderated 0
Alias Born 10/18/2011

Re: None

Friday, 10/21/2011 7:34:34 PM

Friday, October 21, 2011 7:34:34 PM

Post# of 15403
"RECEIVING ENORMOUS COMMISSIONS, "KICKERS" AND OTHER BONUSES"

OK I found the court case, thanks

------------------------------------------------------------------------------------------------------------

Quote from BARD V APPEL:

Debtor represented the Appellees as their registered investment advisor. Appellees, an elderly couple, entrusted Debtor to conservatively manage their life savings.

Debtor instead placed Appellees' funds into a series of high-risk investments,

while receiving enormous commissions, "kickers" and other bonuses from the companies he recommended.

The Appellees' investments ended in an incredible loss of their life savings.

------------------------------------------------------------------------------------------------------------

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.