Monday, August 15, 2011 12:49:38 AM
Fraudulent investment scheme, such as a Ponzi scheme or the promise of high-yield returns
Unregistered securities offering
General trading practices or pricing issues
Manipulation of a security
Insider trading
Material misstatement or omission in a company's public filings or financial statements, or a failure to file
Municipal securities transactions or public pension plans
Bribery of, or improper payments to, foreign officials (Foreign Corrupt Practices Act Violations)
A specific market event or condition (please describe below)
If your complaint does not fit in any of the categories above, please describe below
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