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Alias Born | 07/22/2009 |
Saturday, July 23, 2011 11:47:52 AM
the sec came directly from my last *complaint* with finra's
whistle blower group a few months' back
The person called and said please stop sending us all of these complaints. We throw the Level 2 complaints in the trash and it is starting to waste paper. We throw the other ones away now too because quite frankly we are sick of getting these long letters that pretend to be some sort of secret code interpretation but in reality just show a lack of market understanding. Please stop bogging us down so we can continue to investigate all of the other scams out there and send out some more Wells Notices.
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