Tuesday, July 05, 2011 7:17:12 PM
Tue Jul 5 16:14:50 2011 - DTC
Dear Valued Investor,
As a result of a complaint filed by the U.S. Securities and Exchange Commission ("SEC"), the Depository Trust Company (DTC) has suspended settlement services, except custody services, for the following security:
Cusip Security Name
832673107 SMOKEFREE INNOTEC INC
Due to DTC`s suspension of settlement services, E*TRADE Clearing LLC (ETC) has suspended trading in the security identified above pending further guidance from DTC. Shares in the company will continue to remain in your account. If you would like to view the DTC notification suspending settlement please see:
http://www.dtcc.com/downloads/legal/imp_notices/2011/dtc/ope/1017-11.pdf
We will communicate additional information as it becomes available.
If you have any questions about your account, please send us a Secure Message or call 1-800-ETRADE-1 (1-800-387-2331) or +1 678-624-6210 anytime, 24/7.
Sincerely,
E*TRADE Clearing LLC
(c) 2011 E*TRADE Clearing LLC, Member FINRA/SIPC. All rights reserved. E*TRADE Securities accounts are carried by an affiliate, E*TRADE Clearing LLC. The information contained in this Smart Alert does not constitute a recommendation by E*TRADE Clearing, and is subject to the Smart Alerts Terms and Conditions and the E*TRADE Securities Customer Agreement. We cannot respond to e-mails sent to this mailbox. If you have questions, please contact us through the Online Service Center.
(c) 2010 E*TRADE FINANCIAL Corp. All rights reserved. The information contained in this Smart Alert is subject to the Smart Alerts Terms and Conditions. We cannot respond to e-mails sent to this mailbox. If you have questions, please contact us through the Online Service Center.
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