SMA Alliance, Inc. (SMAA)

[ROCKET TRADER]

NYSE "behind the dot" or Nasdaq fifth-letter codes and other special codes
A – Class "A" K – Nonvoting (common) U – Units
B – Class "B" L – Miscellaneous V – Pending issue and distribution
C – Continuance – or Nasdaq exception M – fourth class – preferred shares W – Warrants
D – New issue N – third class – preferred shares X – Mutual fund
E – Delinquent SEC filings O – second class – preferred shares Y – American Depositary Receipt (ADR)
F – Foreign P – first class preferred shares Z – Miscellaneous situations
G – first convertible bond Q – In bankruptcy Special codes
H – second convertible bond R – Rights .PK – A Pink Sheet, indicating over-the-counter
I – third convertible bond S – Shares of beneficial interest SC – Nasdaq Small Cap
J – Voting share – special T – With warrants or rights NM – Nasdaq National Market




Had to figure out the D New Issue thought Delist got worried...