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Tuesday, May 31, 2011 4:53:39 AM
Due to the risky nature with new issues and OTC/penny stocks, DTC no longer automatically makes new issues eligible for electronic service. They must work with the company's agent on legally getting the new shares eligible, otherwise they must receive physical certificates from the agent. This ensures the legality of the new shares after receiving pressure from the SEC over the last few years. Once DTC has the shares either in electronic format or in certificate form, we will update our positions. Please contact us again if you have any additional questions.
Sincerely,
Derek Whitehill
Apex Corporate Actions and Dividends, TDA
Division of TD Ameritrade, Inc.
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