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Re: sunrisewizard post# 51778

Wednesday, 05/25/2011 2:34:24 PM

Wednesday, May 25, 2011 2:34:24 PM

Post# of 72136
Team Help: According to Sho Reg Rule 10-42 all MM's must show the amount of shares they are buying or selling on the BID or ASK on Level 2.

VFIN (V Finance Investments Inc) does not do this.

Here is the PHONE NUMBER to the Agent DIRECTLY concerned with the enforcement of RULE 10-42

Rachael
202-728-8363

(The general number for FINRA is 240-386-5126. Ask to be put through to the agent in charge of enforcing rule 10-42 and they will give you the above number)

We ALL need to call and tell her directly or leave a voice mail that VFIN is not obeying the law.