InvestorsHub Logo
Followers 110
Posts 6480
Boards Moderated 0
Alias Born 05/01/2003

Re: rumit post# 32020

Wednesday, 05/25/2011 12:12:56 PM

Wednesday, May 25, 2011 12:12:56 PM

Post# of 92948
I hear ya,



"Penalties. Any late Form 4 filings must be disclosed in the proxy statement and a box must be checked on the cover page of the issuer’s Form 10-K indicating that late filings were made. Additionally, the Sarbanes-Oxley Act gives the SEC broad authority to seek any equitable relief it finds appropriate or necessary to benefit investors for any violations of the new two business day filing deadline."
http://www.levettrockwood.com/00129012.pdf

Securities Exchange Act of 1934
http://taft.law.uc.edu/CCL/34Act/sec16.html




Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.