AI
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| Alias Born | 10/27/2003 |
Saturday, May 07, 2011 11:27:11 PM
Haven't seen Feds on any naked shorts
TJM Proprietary Trading
http://www.sec.gov/litigation/admin/2009/34-60440.pdf
Hazan Capital Management
http://www.sec.gov/litigation/admin/2009/34-60441.pdf
Rhino Trading et al
http://www.sec.gov/litigation/admin/2009/34-60941.pdf
Goldman Sachs
http://www.sec.gov/litigation/admin/2010/34-62025.pdf
SBA Trading and ALA Trading:
http://www.amex.com/atamex/news/press/sn_regAA_073107.htm
Deutsche Bank Securities and National Financial Services
http://www.finra.org/Newsroom/NewsReleases/2010/P121482
SEC v. Gryphon et al
http://www.sec.gov/litigation/complaints/2009/comp21175.pdf
While the SEC has been historically lax with their enforcement of naked short selling and Reg SHO violations, due to congressional as well as popular pressure, they've seemed to have stepped up their game slightly and I hope they continue to move more in that direction going forward...for the good and the protection of retail investors, especially those holding shares in MDMN.
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