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Saturday, April 30, 2005 10:09:36 PM
Ken
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Market Maker (MM) and ECN Level II IDs
This is a not all inclusive list of Nasdaq market maker and ECN Level II IDs. It is meant to include the more significant and frequent participants and leaves out those with little relevance. My gauge for inclusion in this list: if I've never seen a market maker code I don't list it. Thus, if you feel I've left one out which should belong, please let me know.
AANA - ABNO Amro
ADAM - Adams, Harkness & Hill
ADVS - Advest
AGED - A.G. Edwards
AGIS - Aegis Capital
ARCA - Archipelago ECN
ATTN - Attain ECN
BANC - Banc One Securities
BEST - Bear, Sterns
BRUT - The Brass Utility ECN
BTRD - Bloomberg TradeBook ECN
CANT - Cantor Fitzgerald
CIBC - CIBC World Markets
COST - Coastal Securities
COWN - Societe Generale Securities
CRTC - Credit Research and Trading
CRUT - Cruttenden Roth
DAIN - Dain Rauscher
DBKS - Deutsch Bank Securities
DJLP - Donaldson, Lufkin & Jenrette Securities
FAHN - Fahnestock
FBCO - Credit Suisse First Boston
FCAP - First Union Capital Markets
FLTT - Fleet
FRAN - WM. V. Frankel
GKMC - Gerard Klauer Mattison
GRUN - Gruntal
GSCO - Goldman, Sachs
HMQT - Hambrecht & Quist
HRZG - Herzog, Heine & Geduld
HSBC - HSBC Securities
INCA - Instinet ECN
ISLD - Island ECN
JBOC - JB Oxford
JEFF - Jeffries
JOSE - Josephthal
JPMS - JP Morgan Securities
KBRO - Kaufman Brothers
KCMO - Security Investment Company of Kansas City
LAZA - Lazard Freres
LEGG - Legg Mason
LEHM - Lehman Brothers
LTCO - Ladenburg, Thalman
MADF - Bernard L. Madoff
MASH - Mayer & Schweitzer
MDLD - McDonald Securities
MDSN - Madison Securities
MHMY - M.H. Meyerson
MLCO - Merrill Lynch
MLVN - Melvin Securities
MONT - Banc of America Securities
MSCO - Morgan Stanley
MWSE - Chicago Stock Exchange
NEED - Needham
NFSC - National Financial Services
NITE - Knight Securities
OLDE - Olde Discount
PERT - Pershing Trading
PFSI - Penson Financial
PRUS - Prudential Securities
PWJC - PaineWebber
RAJA - Raymond James
RAMS - Ramius Securities
REDI - REDIBook ECN
RSSF - Banc Boston Robertson Stephens
RYAN - Ryan, Beck
SBSH - Salomon Smith Barney
SELZ - ING Barings Furman Selz
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