I believe so, because behind them are large International Securities like...
UBS- UBS Securites, LLC.:
The Investment Banking Department (IBD) provides a range of advisory and underwriting services including mergers and acquisitions, restructuring, equity offerings, investment grade and high yield debt offerings, leveraged finance and leveraged loan structuring, and the private placement of equity, debt, and derivatives.
"We have led some of the largest, most challenging and most complex transactions seen in the world's capital markets. Our deal-making intelligence, market insight, risk management expertise and global strength are all important individually. Put together, they are instrumental in helping companies to meet their financing requirements and achieve their strategic objectives".
Spartan Securities Group, Ltd.:
is a privately-held, full service investment banking firm with a dedicated team of professionals serving the needs of emerging growth companies.They can help with:
Sale of Restricted Stock
Restricted securities are those securities that have been acquired in a transaction not involving a public offering. They may have been acquired through a venture capital investment, in a private placement from the issuer, or from a “control person” or “affiliate.” Also, they may have been acquired through corporate reorganizations, acquisitions, mergers, or in exchange for assets, services, or cash. In our opinion, when a person decides to sell restricted stock or to exercise a cashless option, there are a couple overriding issues to consider. First, the seller should have expert assistance to ensure that all procedures involving the sale comply fully with SEC regulations. Secondly, the seller should be confident that the broker-dealer handling the transaction has the sophistication and ability to maintain a stable market in the stock.
or they can be helping with :
Corportate Stock Repurchase
Many public companies employ stock repurchase programs to increase shareholder value at times when their outstanding securities are perceived to be under priced or to minimize the dilution caused by the use of stock in acquisitions or employee plans. Issuers must design repurchase programs to comply with number of potentially applicable provisions contained in the federal securities laws. At Spartan Securities Ltd., we work closely with our clients to repurchase their own company shares in an efficient, cost-effective manner.
SUNR- Sunrise Securities Corp Bank: Overview:
Sunrise Securities Corp. is a boutique investment bank that specializes in debt and equity financings. We provide a full range of investment banking and corporate financial advisory services for small to mid size public and privately-held companies. Our dedicated team of senior professionals provides best-in-class capital raising and advisory services to our clients.
Our debt capital markets team has significant experience in the U.S. and international debt markets and has been responsible for over $40 billion of lead-arranged financings globally.
Our equity capital markets team is known for its innovative style and over the last few years has successfully completed over $3 billion in capital raising and advisory assignments as the sole placement agent or sole underwriter for more than 65 domestic and international companies.
Our affiliate, Sunrise Equity Partners L.P., is a $174 million SBIC fund, which makes direct investments in public companies.
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