Perhaps the link of many that initiated the new FINRA rules, specifically "4320' which go into effect this Monday: February 28, 2011. In it specifically states "OTC". GM_S GO GOIG!! http://www.docstoc.com/docs/56429114/Dr-Jim-DeCosta-Tualatin-Oregon At the beginning of Jim's letter he says he is referring to rule 3360, not 4320. Do you read it that way?