InvestorsHub Logo
Boards
News
Market Data
Markets
Discover
Discover
AI Subscribe Login/Register account icon
S&P 500
5,525.09
(
-0.07%
)
US TECH 100
18,486.00
(
0.07%
)
Dow Jones
40,973.76
(
0.09%
)
Brent Oil
73.16
(
-0.63%
)
Bitcoin
58,263.21
(
1.47%
)
Post# of 157003
Next 10
Reply Private New
Public Reply Private Reply New Post
Keep Last Read
Replies (1) Keep Next 10 Report Keyboard Shortcuts
Replies (1) Next 10 Prev Next

hotmeat

Send PM Follow Ignore
Followers 72
Posts 9170
Boards Moderated 0
Alias Born 09/30/2006

hotmeat

Re: adjustment bureau post# 129589

Friday, 02/25/2011 4:00:43 PM

Friday, February 25, 2011 4:00:43 PM

Post# of 157003
Thats incorrect!

On July 20, 2010, the SEC approved a FINRA proposed rule change to adopt NASD Rule
3210, with minor changes, as FINRA Rule 4320 in the Consolidated FINRA Rulebook.6
FINRA Rule 4320 applies short sale delivery requirements to equity securities not
otherwise covered by the close-out requirements of Regulation SHO.7 Among other
things, FINRA Rule 4320 requires participants of registered clearing agencies to take
action on failures to deliver that exist for 13 consecutive settlement days in certain
non-reporting securities.
Public Reply Private Reply New Post
Keep Last Read
Replies (1) Keep Last Read Next 10 Report Keyboard Shortcuts
Replies (1) Next 10 Prev Next
Join InvestorsHub

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

Sign Up