Generic Share Tuesday, February 22, 2011 12:01:35 PM Re: slojab post# 4599 Tweet Post # of 4895
RULE 15c2-11 EXEMPTION REQUEST FORM
General Instructions
Complete this form to enter quotations in the OTC Bulletin Board for a security that satisfies the principal conditions required for this exemption. A registered principal of your firm must sign the form. Mail your completed form to FINRA, OTC Compliance Unit, 9509 Key West Avenue, Rockville, MD 20850- 3329, or fax it to (240) 386-5137. If you have questions about filing this form or the conditions surrounding this exemption, call the OTC Compliance Unit at (240) 386-5100.
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