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MinnieM

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MinnieM

Re: Steve43 post# 413

Wednesday, 02/23/2011 2:44:40 PM

Wednesday, February 23, 2011 2:44:40 PM

Post# of 5497
It appears so when you look at this:

http://taft.law.uc.edu/CCL/34ActRls/rule15c2-11.html


Anyway, I'm out the door within minutes. Have a good day all. ;)



In Reply to 'Steve43'

It would appear it's on the broker dealer side. JMO
GLTY

GLTA... KarinCA ;)

"Be kinder than necessary, for everyone you meet is fighting some kind of battle."


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