Ocata Therapeutics Inc fka OCAT

[rocky301]

Odds and ends,

Institutional Holdings

Total Shares Held: 9 690,000
New Positions: 6 570,000
Increased Positions: 6 570,000
Decreased Positions: 1 18,500
Holders With Activity: 7 588,500
Sold Out Positions: 1 18,500
http://www.nasdaq.com/asp/holdings.asp?symbol=ACTC&selected=ACTC&FormType=Institutional

From last S-1
"On November 22, 2010, the Company filed its opening brief in the 1st Appellate District of the California Court of Appeal."

ACT is trying to recoup over $600K in expenses from the Aronson lawsuit. You can track it here. Case fully briefed as of yesterday.
http://appellatecases.courtinfo.ca.gov/search/case/dockets.cfm?dist=1&doc_id=1951955&doc_no=A129336

Mail ?..rock, is this all the shareholders ACT has?
"As of February 8, 2011, there were approximately 236 shareholders of record of our common stock."

No, most of us have our stock with brokerages, steet name. The last time I saw the actual # of holders was in Sept, of 2009.
"We have approximately 25,000 investors, many of whom have become so within the past 18 months."
"http://www.sec.gov/Archives/edgar/data/1140098/000101376209001648/form14a.htm

Shareholders Of Record
Shareholders whose names actually appear on the records of the corporation from which the shares are issued.
Street Name
Ownership of shares which are held for the benefit of the shareholder in a brokerage account, and are not reflected in the shareholder's name on the records of the corporation.