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Friday, February 11, 2011 12:44:03 PM
It is my understanding that if JD Brown or Glenn Harrs (or any other officer of Expo Holdings) either secures or disposes of EXPH securities, they must file a Form 3 within ten (10) days (see SEC 2 (a) under "General Instructions"):
http://www.sec.gov/about/forms/form3data.pdf
There is a clear space provided for "Date of Event (requiring statement)" as well as a space to record the date of any amendments but whether or not that is relevant to the subject at hand or mandatory to fill out, I don't know:
http://www.sec.gov/about/forms/form3.pdf
Actual dating on the Form 3 should prove irrelevant however as the rules clearly state they have to file the form withing ten days. Giving anyone who has access to a Form 3 filed by an Expo Holdings, Inc. officer a clear time frame within a two week period as to when the acquisition or disposition event of EXPH shares took place. Unless of course, the filing officer or family member would be in violation of SEC statutes.
IMHO.
SBB
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