Investor Help (NO Ihub questions)

[cintrix]

Form T? Are you talking about T trades? T trades are late posted trades. They could be trades that went through during the trading hours but weren't posted.

Q102.4: If a trade is not reported within the time period prescribed by the trade reporting rules, must it still be reported?

A102.4: Yes. If a trade is not reported within the time period prescribed by the trade reporting rules (e.g., within 30 seconds of execution), it must be reported as soon as practicable and shall be designated as late. Trades that are required to be reported on trade date, but are not reported on trade date, must be reported on an "as/of" basis on a subsequent date (T+N) and shall be designated as late. Trades that are required to be reported on an "as/of" basis the following business day (T+1) (e.g., certain trades executed outside normal market hours), but are not reported on T+1, must be reported on a subsequent date (T+N) and shall be designated as late. See Rules 6282(a), 6380A(a), 6380B(a) and 6622(a).
http://www.finra.org/Industry/Regulation/Guidance/p038942#101

Go here for FINRA Trade Reporting Frequently Asked Questions (FAQ):
http://www.finra.org/Industry/Regulation/Guidance/p038942