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Tuesday, January 18, 2011 1:59:17 PM
One thing the SEC will not do is tell you about any investigations they are conducting. Because they are subject to the provisions of the Freedom of Information Act, the SEC cannot disclose the existence or non-existence of an investigation and any information gathered unless made a matter of public record in proceedings brought before the SEC or in the courts. But you can find information about enforcement actions that have been made public on their Web site.
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