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Re: bond6007 post# 23128

Friday, 12/10/2010 3:52:38 PM

Friday, December 10, 2010 3:52:38 PM

Post# of 26968
Re-read my last post I just edited it to include the rules from FINRA Rule 2520 and NYSE Rule 431.

But also ask your broker or refer to your broker rule of conduct.
they may have additional penalties. but you can be frozen for upto 90 days on the first offense.