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Re: az2820 post# 1845

Monday, 02/21/2005 1:07:13 PM

Monday, February 21, 2005 1:07:13 PM

Post# of 6651
Marie,

Ken Scordo said (in a post yesterday):

Low, I've been a licensed broker since 1985. Worked back East in NYC from 1985 until 1992 when I moved to Newport Beach, CA, hence my previous alias.

The NASD broker information states:

Employing Brokerage Firm: OC SECURITIES, INC.
Brokerage Firm CRD Number: 133264
Office of Employment
Address: 23974 ALISO CREEK RD, STE 380
LAGUNA NIGUEL, CA 92677
USA
Start Date: 10/21/2004
End Date: to present

Employing Brokerage Firm: SELF EMPLOYED
Brokerage Firm CRD Number:
Office of Employment
Address: NEWPORT BEACH, CA
Start Date: 10/2002
End Date: 08/2004

Employing Brokerage Firm: TRADEWAY SECURITIES GROUP, INC.
Brokerage Firm CRD Number:
Office of Employment
Address: IRVINE, CA
Start Date: 01/1995
End Date: 10/2002


NASD provides no information on Ken Scordo for the 10 years between 1985 and 1995 nor does it indicate him showing up in California in 1992, thus there seem to be several disconnects that I'm sure Ken could clarify.

greg.

Discuss the "Patron Posse": #board-6671


Secret Police: policing organization operating in secrecy for the political purposes of its government, often with terroristic procedures.

http://www.infoplease.com/ce6/society/A0844264.html

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