http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12940&element_id=9462&highlight=SR-FINRA-2010-028#r12940 http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=9398 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12873&element_id=9398&highlight=SR-FINRA-2010-028#r12873 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=4426&element_id=3748&highlight=SR-FINRA-2010-028#r4426 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=11780&element_id=6485&highlight=buy+in+notice#r11780 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=13186&element_id=9707&highlight=SR-FINRA-2010-030#r13186 http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=9699 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=3374&element_id=3133&highlight=&ephighlight=Rule+203%28b%29%283%29.#r3374 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12940&element_id=9462&highlight=&ephighlight=Rule+203%28b%29%283%29.#r12940 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=10151&element_id=7227&highlight=&ephighlight=Rule+203%28b%29%283%29.#r10151 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=10259&element_id=7324&highlight=special+dividend#r10259 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=2507&element_id=2266&highlight=&ephighlight=dividend#r2507 maybe can help some here..... http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=2524&element_id=2283&highlight=&ephighlight=cash+dividend#r2524 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=4495&element_id=3817&highlight=&ephighlight=cash+dividend#r4495 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12510&element_id=3749&highlight=&ephighlight=cash+dividend#r12510 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12208&element_id=8950&highlight=&ephighlight=cash+dividend#r12208 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=13186&element_id=9707&highlight=SR-FINRA-2010-030#r13186 http://edocket.access.gpo.gov/cfr_2010/aprqtr/pdf/17cfr242.204.pdf http://www.thesanitycheck.com/Blogs/BudBurrellsBlog/tabid/84/EntryId/561/Like-Kind-and-Quantity-Wall-Streets-escape-clause.aspx http://www.finra.org/web/groups/industry/@ip/@reg/@rulfil/documents/rulefilings/p000039.pdf These are comments on the proposed rule to get rid of the grandfather exemption. http://www.sec.gov/comments/s7-12-06/s71206.shtml http://www.sec.gov/rules/proposed/proposedarchive/proposed2006.shtml This is the posting link: http://www.sec.gov/cgi-bin/ruling-comments? ruling=s71206&rule_path=/comments/s7-12-06&file_num=S7-12- 06&action=Show_Form&title=Amendments%20to%20Regulation%20SHO http://finra.complinet.com/en/display/display_main.html?rbid=2403&element_id=9739 http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=5504 http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=3772 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12829&element_id=9364&highlight=10b-17#r12829 http://finra.complinet.com/en/display/display.html?rbid=2403&record_id=12951&element_id=9473&highlight=10b-17#r12951