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Re: Santa Barbara Broker post# 78731

Friday, 08/20/2010 11:30:16 AM

Friday, August 20, 2010 11:30:16 AM

Post# of 103340
Good point. Makes me wonder who is really in charge though.

The District Court rejected the first defense because the statutory safe harbor does not apply to Commission enforcement actions, or to penny stocks, like XXXX stock,