Regulators do not compensate unless you obtain a judgment against them. Notice how Tom does not sue any brokerages, never files a legal motion against the SEC or DTCC, never files a motion challenging the revocation request?
Or what if the SFC was going to ask some tough questions, demand copies of the T/A's logs, demand to know why the T/A has never once stated there was a failure to deliver, found out Sytner is the focus of other inquiries. Kind of reminds me of LoCastro sometimes.
Oh no, I fully expect the DOJ will be taking care of Tom's little buddy.
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