InvestorsHub Logo
Followers 54
Posts 5555
Boards Moderated 0
Alias Born 04/06/2006

Re: Gbathat post# 15429

Tuesday, 05/11/2010 11:29:36 PM

Tuesday, May 11, 2010 11:29:36 PM

Post# of 16405
I think that there is a direct conflict with being a CTA and an IB, if I have my facts straight about how that process works. So 141 would have to withdraw their CTA to file for the IB.

Let's give it a bit to see if there are any new IB filings shortly, for 141.

Allie


The secret to profitable investing is to buy into well-run companies at the beginning of their earnings growth cycle—before Wall Street takes notice and bids up the stock price.
My opinions are my own. You have to decide and do what's best for you.

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.