Well from my understanding he might be the perfect guy to buy this shell ...
Simon Piers Thurlow Simon Piers Thurlow (CRD #2697252, Registered Representative, Scarsdale, New York) was named as a respondent in an NASD complaint alleging that he guaranteed a public customer against loss with the sale of shares of stock. The complaint also alleges that Thurlow failed to provide written notice to, or receive written approval from, his member firm prior to engaging in a private securities transaction and failed to provide prompt written notice of outside business activities to his firm. In addition, Thurlow impeded an NASD investigation by guaranteeing a customer against loss prior to the customer submitting a signed affidavit in regard to Thurlow’s activities. (NASD Case #C10000045)
and the firm handling the matter has been in multiple otc.bb p&d's over the last year.
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