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rocky301

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rocky301

Re: davpar post# 22810

Saturday, 03/27/2010 9:41:09 AM

Saturday, March 27, 2010 9:41:09 AM

Post# of 92948
davpar,

yesterday I e-mailed FINRA at address below about what the cause was
and received a response. I have another e-mail in asking who the MM was and what it is they are not complying with..Not sure they will respond but if they do I will certainly post here..


otcsymbols@finra.org

My question:
I noticed ACTC was removed from the OTC:BB along with many many others today, is this a glitch or a failure to comply problem? Can you please tell me why ACTC was removed?

FINRA Response:
"This was an issue in which one particular market maker failed to comply with rule 15c 211. The market move of these securities to the non OTC is valid."
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