Tri-Valley Corp (fka TVLYQ)

[jonesieatl]

EFFECT

This most likely means TIV can now commence selling up to $100,000,000.00 worth of stock etc whenever they want.

The S3 saying TIV wanted to do that was filed back on 12/2/09

http://www.sec.gov/Archives/edgar/data/22551/000116267709000215/forms3.htm

We may from time to time offer and sell any combination of common stock, preferred stock, warrants, debt securities, rights, purchase contracts or units as described in this prospectus in one or more offerings. The aggregate initial offering price of all securities sold under this prospectus will not exceed $100,000,000.

This appears to be 'effective' now.

Anyone scan through that S3? Interesting. Nearly half of it is RISK FACTORS.

All companies have 'risk factors' in their filings' language, but the ones in this S3 which are VERY specific to TIV's endeavors are worth looking at.

jmho

jonesie