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Wednesday, March 03, 2010 3:11:09 PM
Answer: The rule will apply to stocks that are listed on exchanges and traded over the counter. The SEC estimates that about 1.3% of stocks would hit that 10% barrier on any given day, according to Dow Jones. Of course that would likely go up during times of major market stress and volatility, such as the kind we’ve seen over the last couple years.
http://blogs.wsj.com/marketbeat/2010/02/24/new-short-selling-rules-explained/
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