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starfire

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starfire

Re: cowtown jay post# 294395

Sunday, 02/14/2010 1:21:27 AM

Sunday, February 14, 2010 1:21:27 AM

Post# of 346921

The issue, to me, is where are we in terms of getting FINRA to approve a 211, once we conclude the investigation and submit the required filings?



my 2 cents.......if SEC gives the green signal on the filings, then FINRA should approve the 211 filing! Isn't FINRA's action accountable to SEC??
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