Friday, January 22, 2010 11:25:53 PM
The Financial Industry Regulatory Authority (FINRA), is the largest independent regulator for all securities firms doing business in the United States. All told, FINRA oversees nearly 4,750 brokerage firms, about 167,000 branch offices and approximately 633,000 registered securities representatives
It is there for the protection of investors(HOW) where were they with madoff ?
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