InvestorsHub Logo
Followers 1084
Posts 35498
Boards Moderated 0
Alias Born 10/30/2008

Re: Hawks_Stocks post# 128645

Tuesday, 01/19/2010 12:45:21 PM

Tuesday, January 19, 2010 12:45:21 PM

Post# of 137668
I DID from Zecco, 'Hawks_Stocks'

I think you must have read my previous email but below is the complete email from zecco.

Hawks please do something. Last friday I also sent emails to below two persons at DTCC.

Craig Donner
Equities Clearance & Settlement
Phone: (212) 855-2531
E-mail: cdonner@dtcc.com

Stuart Z. Goldstein
Managing Director, DTCC Corporate Communications
Phone: (212) 855-5470
E-mail: sgoldstein@dtcc.com

Below is ther complete reply I got from Zecco an hour ago.

****************************************************

From: acat@zeccotrading.com
To: xxxxxxxx@hotmail.com
Date: Tue, 19 Jan 2010 09:05:53 -0800
Subject: Zecco trading transfer request

Dear xxxxxxxx,

We have recently received your ACAT request to transfer shares of RVGD however we are unable to process your request at this time. Your ACAT request has been reviewed and rejected by our compliance department. Please be advised that Zecco trading will not be able to transfer any shares to your Zecco trading account. The Firm’s internal review process is a risk-based methodology that cannot be disclosed or made available to clients. We weigh many factors in our decision to accept or reject asset transfers to our Firm. We apologize for any inconvenience this may have caused and thank you for considering Zecco Trading.

I do apologize for the inconvenience.

Bobby Zepeda
New Accounts Department
ACAT Specialist
877-700-STOCK
www.zeccotrading.com
Member FINRA SIPC
customerservice@zeccotrading.com
ph 877.700.STOCK (877.700.7862) | fax 626.529.7077