I am sure this sort of thing happens to brokers and/or firms on occasion, but more than one dispute is a big red flag to me. Another red flag is Chris is no longer registered with FINRA. HMMMMMMMMMMMMMM???
Oh dont forget to check out the FINRA BrokerCheck report for Carlton Capital. A few more violations to add to Chris's resume.
To each is own, I hope you and Chris make out like bandits with CTNO, but it just smells scam to me, IMHO. eom.
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