Links for DD on the Wells Notice. Sticky this. 5(a), 5(c) and 17(a) of the Securities Act of 1933 http://www.law.uc.edu/CCL/33Act/sec5.html http://www.law.uc.edu/CCL/33Act/sec17.html Sections 10(b), 13(b)(5) of the Exchange Act of 1934 http://www.law.uc.edu/CCL/34Act/sec10.html http://www.law.uc.edu/CCL/34Act/sec13.html Exchange Act Rules 10b-5, 13b2-1, and 13b2-2 http://www.law.uc.edu/CCL/34ActRls/rule10b-5.html http://www.law.uc.edu/CCL/34ActRls/rule13b2-1.html http://www.law.uc.edu/CCL/34ActRls/rule13b2-2.html Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act http://www.law.uc.edu/CCL/34Act/sec13.html Exchange Act Rules 12b-20, 13a-1, 13a-11, 13a-13, and 13a-14 http://www.law.uc.edu/CCL/34ActRls/rule12b-20.html http://www.law.uc.edu/CCL/34ActRls/rule13a-1.html http://www.law.uc.edu/CCL/34ActRls/rule13a-11.html http://www.law.uc.edu/CCL/34ActRls/rule13a-13.html http://www.law.uc.edu/CCL/34ActRls/rule13a-14.html