NITE/UBSS combine to trade nearly 8 BILLION SHARES in 2009, notice UBSS VOLUME FOR THE YEAR VS NOVEMBER AND DECEMBER DROP OFFS VERY TELLING AND NO VOLUME IN OCTOBER
Monthly Share Volume Report
Select a different report by entering an issue or MPID: Sort By: Report Date:
Issue Market Participant
Volume Issue/MPID
Dec 2009 Nov 2009 Oct 2009 Sep 2009 Aug 2009 Jul 2009 Jun 2009 May 2009 Apr 2009 Mar 2009 Feb 2009 Jan 2009
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SPNG - SPONGETECH DELIVERY
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December 2009 November 2009 Year-to-Date
Volume Rank % Volume Rank % Volume Rank %
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Total Share Volume 236,454,106
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ABLE
Natixis Bleichroeder LLC 13,778,775 4 5 18,505,693 3 9 662,738,127 4 4
BTIG
BTIG, LLC 18,000 14 <1 - - - 68,664,645 17 <1
DOMS
Domestic Securities, Inc. 8,186,311 5 3 9,281,176 4 4 141,193,701 14 <1
FANC
Finance 500, Inc. 1,542,415 8 <1 16,600 13 <1 188,488,049 12 1
HDSN
Hudson Securities, Inc. 29,597,446 2 12 30,807,139 2 15 368,289,605 8 2
LABS
LaBranche Financial Services 6,919,792 6 2 5,533,895 5 2 31,688,079 24 <1
LFCM
Lighthouse Financial Group, L 584,000 9 <1 680,200 8 <1 21,794,251 26 <1
MAXM
Maxim Group LLC 356,000 10 <1 615,000 9 <1 42,732,393 23 <1
MLCO
Merrill Lynch, Pierce, Fenner 125,000 11 <1 - - - 125,000 53 <1
MURF
Murphy and Durieu 14,832,850 3 6 705,000 7 <1 45,671,915 21 <1
NITE
Knight Equity Markets, L.P. 155,021,941 1 65 127,349,209 1 64 5,918,669,554 1 41
PALC
Pali Capital 30,000 13 <1 230,000 10 <1 21,461,692 27 <1
SSGI
Seton Securities Group Inc 50,000 12 <1 - - - 2,629,051 38 <1
UBSS
UBS Securities LLC 50,000 12 <1 5,000 16 <1 1,931,890,875 2 13
VERT
The Vertical Trading Group 5,361,576 7 2 110,000 11 <1 390,798,905 7 2
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