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starfire

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starfire

Re: flaflyersfan post# 274867

Saturday, 01/02/2010 12:38:03 PM

Saturday, January 02, 2010 12:38:03 PM

Post# of 346917
FWIW...this taken from FINRA's website regarding Wells Notices/Process.................

"...................In many cases, after reviewing the charges that the staff is considering, the potential respondent initiates settlement discussions instead of making a Wells Submission........."
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