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Re: puppydotcom post# 273716

Wednesday, 12/30/2009 10:36:29 PM

Wednesday, December 30, 2009 10:36:29 PM

Post# of 346917
I think the point is that some here are saying all I have to do is call FINRA, and ask if SPNG, or an MM on behalf of SPNG has filed a 211, and they will just tell me. This is essentially meant to blow that assertion out of the water. Maybe FINRA will tell me the rules they have to follow, but I don't think this will really answer anything.
JMHO,
SpongeBath

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