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mwab52

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mwab52

Re: tommy 9 fingers post# 47489

Sunday, 12/27/2009 1:42:55 PM

Sunday, December 27, 2009 1:42:55 PM

Post# of 135146
mwab52...tommy 9 fingers...outcome


Scottarde FTD 6/26/08

Securties Law Regulations and NASD Rules
Concering Sec Rules 203(A)(1),303(B)(1)
NASD Rules 3370,6130(D)(6)
Sanction Ordered:Censure
Fine:$45K
Ressolution Dated:6/26/08
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